Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co

Accepted 2024-08-06 00:00:00 ET · period of report 2024-08-05 · accession 0001493152-24-030375 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2024-08-06	2024-08-05	ABAT	Melsert Ryan Mitchell	CEO, Dir	A - Grant	$1.28	+390.6K	1.53M	+34%	+$500.0K
D	2024-08-06	2024-08-05	ABAT	Melsert Ryan Mitchell	CEO, Dir	A - Grant	—	+200.0K	200.0K	New	—
D	2024-08-06	2024-08-05	ABAT	Melsert Ryan Mitchell	CEO, Dir	P - Purchase	$1.03	+781.2K	781.2K	New	+$804.7K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-08-05	A	A	390,620	$1.28	1,529,161	D	—	—	(F1) Represents the Reporting Person's purchase of twenty (20) units of the Issuer with $500,000 of private funds, without registration under the Securities Act of 1933 and subject to minimum holding time restrictions under SEC Rule 144, pursuant to an executed subscription agreement ("Subscription Agreement") between the Issuer and the Reporting Person, where each $25,000 unit consists of 19,531 restricted shares of common stock of the Issuer.
2	Derivative	Series A Warrant	2024-08-05	A	A	200,000	—	200,000	D	$1.13 · — to 2025-04-30	200,000 Common Stock	(F3) Represents an amendment of an outstanding warrant to extend the expiration date under the outstanding warrant from October 31, 2024 to April 30, 2025. The outstanding warrant was originally granted on January 20, 2020.
3	Derivative	Series A Warrant	2024-08-05	P	A	781,240	$1.03	781,240	D	$1.03 · 2024-08-05 to 2029-07-23	781,240 Common Stock	(F2) Represents warrants issued pursuant to the Reporting Person's purchase of twenty (20) units under the Subscription Agreement, where each unit includes 39,062 Series A Warrants to purchase common stock of the Issuer.