Form 4 for SER Serina Therapeutics, Inc.
Accepted 2024-08-19 00:00:00 ET · period of report 2024-08-15 · accession 0001493152-24-033195 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-08-19 | 2024-08-15 | SER | MINTZ STEVEN | Dir | P - Purchase | $6.59 | +1,350 | 12.3K | +12% | +$8,896 | |
| MI | 2024-08-19 | 2024-08-15 | SER | MINTZ STEVEN | Dir | P - Purchase | $6.59 | +7,593 | 3,040 | New | +$50.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-15 | P | A | 1,350 | $6.59 | 12,257 | D By Spouse | — | — | (F1) The price reflects the weighted average purchase price of multiple transactions. Upon the written request of the SEC, the issuer or a security holder of the issuer, the Reporting Person agrees to provide the number of shares sold at each sale price. |
| 2 | Common | Common Stock | 2024-08-15 | P | A | 1,543 | $6.59 | 11,443 | I By Adult Child 1 | — | — | (F1) The price reflects the weighted average purchase price of multiple transactions. Upon the written request of the SEC, the issuer or a security holder of the issuer, the Reporting Person agrees to provide the number of shares sold at each sale price. (F2) The Reporting Person may be deemed to share voting, investment and dispositive power with respect to these securities. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| 3 | Common | Common Stock | 2024-08-15 | P | A | 2,650 | $6.59 | 2,650 | I | — | — | (F1) The price reflects the weighted average purchase price of multiple transactions. Upon the written request of the SEC, the issuer or a security holder of the issuer, the Reporting Person agrees to provide the number of shares sold at each sale price. |
| 4 | Common | Common Stock | 2024-08-15 | P | A | 1,600 | $6.59 | 2,840 | I By Adult Child 3 | — | — | (F1) The price reflects the weighted average purchase price of multiple transactions. Upon the written request of the SEC, the issuer or a security holder of the issuer, the Reporting Person agrees to provide the number of shares sold at each sale price. (F4) The Reporting Person may be deemed to share voting, investment and dispositive power with respect to these securities. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| 5 | Common | Common Stock | 2024-08-15 | P | A | 1,800 | $6.59 | 3,040 | I By Adult Child 2 | — | — | (F1) The price reflects the weighted average purchase price of multiple transactions. Upon the written request of the SEC, the issuer or a security holder of the issuer, the Reporting Person agrees to provide the number of shares sold at each sale price. (F3) The Reporting Person may be deemed to share voting, investment and dispositive power with respect to these securities. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |