Form 4 for NXGL NEXGEL, INC.
Accepted 2024-08-27 00:00:00 ET · period of report 2024-08-23 · accession 0001493152-24-034090 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-08-27 | 2024-08-23 | NXGL | Drapczuk Adam E III | CFO | P - Purchase | $2.50 | +10.0K | 57.4K | +21% | +$25.0K |
| DI | 2024-08-27 | 2024-08-23 | NXGL | Drapczuk Adam E III | CFO | A - Grant | $0.00 | +5,000 | 5,000 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-23 | P | A | 10,000 | $2.50 | 57,394 | I See footnote | — | — | (F1) The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following August 23, 2024. (F2) Represents shares of common stock and warrant to purchase common stock held by Achieving Consulting Excellence, LLC ("Achieving Consulting"). The Reporting Person is the sole member of Achieving Consulting and has the sole power to vote and direct the voting of, and to dispose and to direct the disposition of, the shares of common stock beneficially owned by Achieving Consulting. |
| 2 | Derivative | Warrant to Purchase Common Stock | 2024-08-23 | A | A | 5,000 | $0.00 | 5,000 | I See footnote | $4.25 · 2024-08-23 to 2029-08-23 | 5,000 Common Stock | (F2) Represents shares of common stock and warrant to purchase common stock held by Achieving Consulting Excellence, LLC ("Achieving Consulting"). The Reporting Person is the sole member of Achieving Consulting and has the sole power to vote and direct the voting of, and to dispose and to direct the disposition of, the shares of common stock beneficially owned by Achieving Consulting. |