Form 4 for BNAI Brand Engagement Network Inc.
Accepted 2024-08-28 00:00:00 ET · period of report 2024-03-14 · accession 0001493152-24-034272 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-08-28 | 2024-08-26 | BNAI | Gaertner Christopher | Dir, 10% | J - Other | $0.00 | +691.2K | 691.2K | New | $0 | |
| MI | 2024-08-28 | 2024-03-14+ | BNAI | Gaertner Christopher | Dir, 10% | J - Other | $0.00 | -7.85M | 6.00M | -57% | $0 |
| I | 2024-08-28 | 2024-08-22 | BNAI | Gaertner Christopher | Dir, 10% | A - Grant | $0.00 | +151.3K | 6.15M | +3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-26 | J | A | 691,183 | $0.00 | 691,183 | D | — | — | |
| 2 | Common | Common Stock | 2024-08-26 | J | D | 6,073,587 | $0.00 | 79,999 | I DHC Sponsor, LLC | — | — | (F2) The securities reported herein are held by the Sponsor. The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 3 | Common | Common Stock | 2024-08-22 | A | A | 151,261 | $0.00 | 6,153,586 | I DHC Sponsor, LLC | — | — | (F2) The securities reported herein are held by the Sponsor. The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 4 | Common | Common Stock | 2024-03-14 | J | D | 1,780,942 | $0.00 | 6,002,325 | I DHC Sponsor, LLC | — | — | (F2) The securities reported herein are held by the Sponsor. The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose. |