Form 4 for AIMD Ainos, Inc.
Accepted 2024-09-17 00:00:00 ET · period of report 2024-09-15 · accession 0001493152-24-036880 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-17 | 2024-09-15 | AIMD | lee ting-chuan | Dir | A - Grant | $0.53 | +23.3K | 118.5K | +24% | +$12.3K |
| D | 2024-09-17 | 2024-09-15 | AIMD | lee ting-chuan | Dir | C - Cnv Deriv | — | -23.3K | 131.9K | -15% | — |
| D | 2024-09-17 | 2024-09-15 | AIMD | lee ting-chuan | Dir | A - Grant | — | +155.2K | 155.2K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-15 | A | A | 23,280 | $0.53 | 118,511 | D | — | — | (F1) Reference is made to 155,201 restricted stock units (RSUs) granted under the Ainos, Inc. 2023 Stock Incentive Plan on September 15, 2024. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as stockholders. Except as otherwise agreed, if the Reporting Person's participation is terminated for any reason prior to the date that all of its RSUs have vested, all vesting rights shall cease and all unvested RSUs shall be forfeited for no consideration as of the date termination. Vesting dates related to the 155,201 RSUs are as follows: 15% on 9/15/24, 15% on 8/15/2025, 30% on 8/15/2026 and 40% on 8/15/27. |
| 2 | Derivative | RSU | 2024-09-15 | C | D | 23,280 | — | 131,921 | D | — · — to — | 23,280 Common Stock | (F1) Reference is made to 155,201 restricted stock units (RSUs) granted under the Ainos, Inc. 2023 Stock Incentive Plan on September 15, 2024. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as stockholders. Except as otherwise agreed, if the Reporting Person's participation is terminated for any reason prior to the date that all of its RSUs have vested, all vesting rights shall cease and all unvested RSUs shall be forfeited for no consideration as of the date termination. Vesting dates related to the 155,201 RSUs are as follows: 15% on 9/15/24, 15% on 8/15/2025, 30% on 8/15/2026 and 40% on 8/15/27. |
| 3 | Derivative | RSU | 2024-09-15 | A | A | 155,201 | — | 155,201 | D | — · — to — | 155,201 Common Stock | (F1) Reference is made to 155,201 restricted stock units (RSUs) granted under the Ainos, Inc. 2023 Stock Incentive Plan on September 15, 2024. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as stockholders. Except as otherwise agreed, if the Reporting Person's participation is terminated for any reason prior to the date that all of its RSUs have vested, all vesting rights shall cease and all unvested RSUs shall be forfeited for no consideration as of the date termination. Vesting dates related to the 155,201 RSUs are as follows: 15% on 9/15/24, 15% on 8/15/2025, 30% on 8/15/2026 and 40% on 8/15/27. |