Form 4 for FGNX FG Nexus Inc.

Accepted 2024-10-02 00:00:00 ET · period of report 2024-09-03 · accession 0001493152-24-039242 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2024-10-02	2024-09-03+	FGNX	SWETS LARRY G JR	Head of Merchant Banking	A - Grant	$1.07	+301.8K	563.0K	+116%	+$323.0K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-09-30	A	A	299,704	—	862,693	D	—	—	(F1) On September 30, 2024, in connection with the business combination of Strong Global Entertainment, Inc. ("SGE") with and into Fundamental Global Inc., ("FG"), each share of Class A Common Voting Stock of SGE was exchanged for 1.5 shares of FG common stock. (F2) Received in the Arrangement Agreement on a 1:1.5 basis.
2	Common	Common Stock	2024-09-03	A	A	2,142	$1.07	562,989	D	—	—	(F3) Includes (i) 370,000 Restricted Stock Units ("RSUs) granted on February 17, 2023 under the 2021 Equity Incentive Plan (of which 370,000 have vested to date, but 94,054 withheld from the vested RSU for taxes) pursuant to Equity Award Letter Agreement dated January 18, 2021, and (ii) 130,000 RSU granted on February 17, 2023 under the 2021 Equity Incentive Plan (of which 86,667 have vested to date, but 25,659 withheld from the vested RSU for taxes ) for performance related to fiscal year 2022. Each RSU represents a contingent right to receive one share of FG Common Stock.