Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2024-10-08 00:00:00 ET · period of report 2024-10-04 · accession 0001493152-24-040477 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-10-08 | 2024-10-04 | ABAT | Meza Leal Andres Manuel | Former COO | A - Grant | $0.00 | +25.9K | 192.8K | +16% | $0 |
| D | 2024-10-08 | 2024-10-08 | ABAT | Meza Leal Andres Manuel | Former COO | F - Tax | $1.01 | -6,367 | 186.4K | -3% | -$6,431 |
| DM | 2024-10-08 | 2024-10-04 | ABAT | Meza Leal Andres Manuel | Former COO | P - Purchase | $4.82 | +16.0K | 12.6K | New | +$77.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-04 | A | A | 4,008 | $0.00 | 170,928 | D | — | — | (F1) Represents the vesting of Common Stock previously awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 2 | Common | Common Stock | 2024-10-04 | A | A | 21,875 | $0.00 | 192,803 | D | — | — | (F2) Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan. |
| 3 | Common | Common Stock | 2024-10-08 | F | D | 6,367 | $1.01 | 186,436 | D | — | — | (F3) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 4 | Derivative | Warrants | 2024-10-04 | P | A | 2,554 | $6.60 | 2,554 | D | $6.60 · 2024-10-04 to 2029-10-04 | 2,554 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's resignation and general release agreement. |
| 5 | Derivative | Warrants | 2024-10-04 | P | A | 907 | $6.53 | 907 | D | $6.53 · 2024-10-04 to 2029-10-04 | 907 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's resignation and general release agreement. |
| 6 | Derivative | Warrants | 2024-10-04 | P | A | 12,576 | $4.33 | 12,576 | D | $4.33 · 2024-10-04 to 2029-10-04 | 12,576 Common Stock | (F4) Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's resignation and general release agreement. |