Form 4 for APLD Applied Digital Corp.
Accepted 2024-10-08 00:00:00 ET · period of report 2024-10-04 · accession 0001493152-24-040497 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-08 | 2024-10-04 | APLD | Cummins Wes | CEO, COB, Dir, 10% | F - Tax | $7.45 | -39.4K | 4.08M | -1.0% | -$293.2K |
| D | 2024-10-08 | 2024-10-04 | APLD | Cummins Wes | CEO, COB, Dir, 10% | M - OptEx | — | +100.0K | 4.12M | +2% | — |
| D | 2024-10-08 | 2024-10-04 | APLD | Cummins Wes | CEO, COB, Dir, 10% | M - OptEx | $0.00 | -100.0K | 300.0K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-04 | F | D | 39,350 | $7.45 | 4,075,955 | D | — | — | (F3) Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction. |
| 2 | Common | Common Stock | 2024-10-04 | M | A | 100,000 | — | 4,115,305 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F2) Includes 742,166 shares held in the Reporting Person's IRA. |
| 3 | Derivative | Restricted Stock Unit | 2024-10-04 | M | D | 100,000 | $0.00 | 300,000 | D | — · — to — | 100,000 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F6) RSUs granted on April 4, 2023, vesting as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026. (F7) No expiration date. |