Form 4 for PESI PERMA FIX ENVIRONMENTAL SERVICES INC
Accepted 2024-11-15 00:00:00 ET · period of report 2024-11-14 · accession 0001493152-24-046188 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-15 | 2024-11-14 | PESI | CENTOFANTI LOUIS F | EVP of Strategic Initiatives, Dir | F - Tax | $13.72 | -3,444 | 217.8K | -2% | -$47.3K |
| D | 2024-11-15 | 2024-11-14 | PESI | CENTOFANTI LOUIS F | EVP of Strategic Initiatives, Dir | M - OptEx | $3.15 | +15.0K | 221.2K | +7% | +$47.2K |
| D | 2024-11-15 | 2024-11-14 | PESI | CENTOFANTI LOUIS F | EVP of Strategic Initiatives, Dir | M - OptEx | $0.00 | -15.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-14 | F | D | 3,444 | $13.72 | 217,765 | D | — | — | (F1) On November 14, 2024, the Reporting Person exercised the incentive stock option granted 01/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 15,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $47,250. Since the fair market value of the Company's Common Stock on November 14, 2024 (as determined in accordance with the 2017 Plan) was $13.72 per share, the Company withheld 3,444 shares of Common Stock ($47,250 divided by $13.72) to pay the aggregate exercise price of the option. |
| 2 | Common | Common Stock | 2024-11-14 | M | A | 15,000 | $3.15 | 221,209 | D | — | — | (F1) On November 14, 2024, the Reporting Person exercised the incentive stock option granted 01/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 15,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $47,250. Since the fair market value of the Company's Common Stock on November 14, 2024 (as determined in accordance with the 2017 Plan) was $13.72 per share, the Company withheld 3,444 shares of Common Stock ($47,250 divided by $13.72) to pay the aggregate exercise price of the option. |
| 3 | Derivative | Stock Option | 2024-11-14 | M | D | 15,000 | $0.00 | 0 | D | $3.15 · — to 2025-01-17 | 15,000 Common Stock | (F1) On November 14, 2024, the Reporting Person exercised the incentive stock option granted 01/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 15,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $47,250. Since the fair market value of the Company's Common Stock on November 14, 2024 (as determined in accordance with the 2017 Plan) was $13.72 per share, the Company withheld 3,444 shares of Common Stock ($47,250 divided by $13.72) to pay the aggregate exercise price of the option. |