Form 4 for RAND RAND CAPITAL CORP

Accepted 2024-11-22 00:00:00 ET · period of report 2024-11-20 · accession 0001493152-24-047404 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2024-11-22	2024-11-20+	RAND	Gusky Adam Samuel	Dir	P - Purchase	$16.11	+375	27.8K	+1%	+$6,041

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-11-21	P	A	200	$16.10	28,094	I By LLC	—	—	(F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.
2	Common	Common Stock	2024-11-20	P	A	25	$16.05	27,894	I By LLC	—	—	(F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.
3	Common	Common Stock	2024-11-20	P	A	100	$16.15	27,869	I By LLC	—	—	(F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.
4	Common	Common Stock	2024-11-20	P	A	50	$16.10	27,769	I By LLC	—	—	(F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.