Form 4 for NXGL NEXGEL, INC.
Accepted 2024-11-22 00:00:00 ET · period of report 2024-11-07 · accession 0001493152-24-047435 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-22 | 2024-11-20 | NXGL | Stein John Nachum | Dir | P - Purchase | $2.75 | +3,636 | 471.5K | +0.8% | +$9,999 |
| D | 2024-11-22 | 2024-11-07 | NXGL | Stein John Nachum | Dir | G - Gift | $0.00 | -4,000 | 467.8K | -0.8% | $0 |
| D | 2024-11-22 | 2024-11-20 | NXGL | Stein John Nachum | Dir | A - Grant | $0.00 | +1,818 | 1,818 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-20 | P | A | 3,636 | $2.75 | 471,456 | D | — | — | (F2) The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024. |
| 2 | Common | Common Stock | 2024-11-07 | G | D | 4,000 | $0.00 | 467,820 | D | — | — | (F1) This represents a bona fide gift by the Reporting Person to a charitable organization. |
| 3 | Derivative | Warrant to Purchase Common Stock | 2024-11-20 | A | A | 1,818 | $0.00 | 1,818 | D | $4.25 · 2024-11-20 to 2029-11-20 | 1,818 Common Stock |