Form 4 for AIMD Ainos, Inc.
Accepted 2024-11-27 00:00:00 ET · period of report 2024-11-22 · accession 0001493152-24-047903 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-27 | 2024-11-22+ | AIMD | lee ting-chuan | Dir | A - Grant | $0.46 | +208.7K | 327.4K | +176% | +$96.0K |
| DM | 2024-11-27 | 2024-11-26 | AIMD | lee ting-chuan | Dir | C - Cnv Deriv | — | -208.7K | 0 | -100% | — |
| D | 2024-11-27 | 2024-11-22 | AIMD | lee ting-chuan | Dir | A - Grant | — | +4,000 | 4,000 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-22 | A | A | 4,000 | $0.46 | 126,711 | D | — | — | (F3) Reference is made to the 4,000 RSUs granted to the Reporting Person as special stock awards on November 22, 2024 and vested on November 26, 2024. The special stock awards have been approved by the stockholders of Ainos, Inc. on September 27, 2024. |
| 2 | Common | Common Stock | 2024-11-26 | A | A | 204,721 | $0.46 | 327,432 | D | — | — | (F1) As previously disclosed in a Form 4 filed by the Reporting Person, reference is made to 155,201 RSUs granted under the Ainos, Inc. 2023 Stock Incentive Plan (the "2023 Plan") on September 15, 2024, with various vesting dates. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as stockholders. On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024. (F2) As previously disclosed in a Form 4 filed by the Reporting Person, reference is made to (i) 480,000 RSUs that were granted on August 15, 2023, adjusted to 96,000 shares giving effect to the 1 for 5 reverse share split (the "Reverse Split") on December 14, 2023, pursuant to the 2023 Plan, with various vesting dates; and (ii) 70,000 RSUs granted under the 2021 Stock Incentive Plan, as amended by the 2023 Plan, adjusted to 14,000 shares giving effect to the Reverse Split, with various vesting dates . On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024. |
| 3 | Derivative | RSU | 2024-11-26 | C | D | 4,000 | — | 0 | D | — · — to — | 4,000 Common Stock | (F3) Reference is made to the 4,000 RSUs granted to the Reporting Person as special stock awards on November 22, 2024 and vested on November 26, 2024. The special stock awards have been approved by the stockholders of Ainos, Inc. on September 27, 2024. |
| 4 | Derivative | RSU | 2024-11-22 | A | A | 4,000 | — | 4,000 | D | — · — to — | 4,000 Common Stock | (F3) Reference is made to the 4,000 RSUs granted to the Reporting Person as special stock awards on November 22, 2024 and vested on November 26, 2024. The special stock awards have been approved by the stockholders of Ainos, Inc. on September 27, 2024. |
| 5 | Derivative | RSU | 2024-11-26 | C | D | 204,721 | — | 0 | D | — · — to — | 204,721 Common Stock | (F1) As previously disclosed in a Form 4 filed by the Reporting Person, reference is made to 155,201 RSUs granted under the Ainos, Inc. 2023 Stock Incentive Plan (the "2023 Plan") on September 15, 2024, with various vesting dates. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as stockholders. On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024. (F2) As previously disclosed in a Form 4 filed by the Reporting Person, reference is made to (i) 480,000 RSUs that were granted on August 15, 2023, adjusted to 96,000 shares giving effect to the 1 for 5 reverse share split (the "Reverse Split") on December 14, 2023, pursuant to the 2023 Plan, with various vesting dates; and (ii) 70,000 RSUs granted under the 2021 Stock Incentive Plan, as amended by the 2023 Plan, adjusted to 14,000 shares giving effect to the Reverse Split, with various vesting dates . On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024. |