Form 4 for AIMD Ainos, Inc.
Accepted 2024-11-27 00:00:00 ET · period of report 2024-11-22 · accession 0001493152-24-047904 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-27 | 2024-11-22+ | AIMD | tsai chun-hsien | CEO, Pres, COB, Dir | A - Grant | $0.46 | +229.0K | 547.9K | +72% | +$105.4K |
| DM | 2024-11-27 | 2024-11-26 | AIMD | tsai chun-hsien | CEO, Pres, COB, Dir | C - Cnv Deriv | — | -229.0K | 0 | -100% | — |
| D | 2024-11-27 | 2024-11-22 | AIMD | tsai chun-hsien | CEO, Pres, COB, Dir | A - Grant | — | +4,000 | 4,000 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-22 | A | A | 4,000 | $0.46 | 326,830 | D | — | — | (F4) Reference is made to the 4,000 RSUs granted to the Reporting Person as special stock awards on November 22, 2024. The special stock awards have been approved by the stockholders of Ainos, Inc. on September 27, 2024. |
| 2 | Common | Common Stock | 2024-11-26 | A | A | 225,032 | $0.46 | 547,862 | D | — | — | (F1) As previously disclosed, reference is made to 116,743 RSUs granted under the Ainos, Inc. 2023 Stock Incentive Plan (the "2023 Plan") on September 15, 2024, with various vesting dates. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as stockholders. On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024. (F3) As previously disclosed, reference is made to 870,000 RSUs that were granted on August15,2023, adjusted to 174,000 shares giving effect to the Reverse Split , pursuant to the Company's 2023 Stock Incentive Plan, with various vesting dates. On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024. (F2) As previously disclosed, reference is made to 50,000 RSUs that were granted pursuant to an employment Mandate Agreement dated March 17, 2022 and under the Company's 2021 Stock Incentive Plan, and as amended by its 2023 Stock Incentive Plan, adjusted to 10,000 shares giving effect to the 1 for 5 reverse share split (the "Reverse Split") on December 14, 2023, with various vesting dates. On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024. |
| 3 | Derivative | RSU | 2024-11-26 | C | D | 225,032 | — | 0 | D | — · — to — | 225,032 Common Stock | (F1) As previously disclosed, reference is made to 116,743 RSUs granted under the Ainos, Inc. 2023 Stock Incentive Plan (the "2023 Plan") on September 15, 2024, with various vesting dates. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as stockholders. On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024. (F3) As previously disclosed, reference is made to 870,000 RSUs that were granted on August15,2023, adjusted to 174,000 shares giving effect to the Reverse Split , pursuant to the Company's 2023 Stock Incentive Plan, with various vesting dates. On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024. (F2) As previously disclosed, reference is made to 50,000 RSUs that were granted pursuant to an employment Mandate Agreement dated March 17, 2022 and under the Company's 2021 Stock Incentive Plan, and as amended by its 2023 Stock Incentive Plan, adjusted to 10,000 shares giving effect to the 1 for 5 reverse share split (the "Reverse Split") on December 14, 2023, with various vesting dates. On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024. |
| 4 | Derivative | RSU | 2024-11-22 | A | A | 4,000 | — | 4,000 | D | — · — to — | 4,000 Common Stock | (F4) Reference is made to the 4,000 RSUs granted to the Reporting Person as special stock awards on November 22, 2024. The special stock awards have been approved by the stockholders of Ainos, Inc. on September 27, 2024. |
| 5 | Derivative | RSU | 2024-11-26 | C | D | 4,000 | — | 0 | D | — · — to — | 4,000 Common Stock | (F4) Reference is made to the 4,000 RSUs granted to the Reporting Person as special stock awards on November 22, 2024. The special stock awards have been approved by the stockholders of Ainos, Inc. on September 27, 2024. |