Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2024-12-05 00:00:00 ET · period of report 2024-12-03 · accession 0001493152-24-048927 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-05 | 2024-12-04+ | ABAT | Melsert Ryan Mitchell | CEO, Dir | A - Grant | $0.00 | +67.8K | 1.58M | +4% | $0 |
| D | 2024-12-05 | 2024-12-05 | ABAT | Melsert Ryan Mitchell | CEO, Dir | F - Tax | $0.87 | -12.2K | 1.61M | -0.8% | -$10.6K |
| D | 2024-12-05 | 2024-12-03 | ABAT | Melsert Ryan Mitchell | CEO, Dir | P - Purchase | $4.33 | +142.1K | 142.1K | New | +$615.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-04 | A | A | 21,551 | $0.00 | 1,628,992 | D | — | — | (F4) Represents the purchase of Common Stock pursuant to the Company's employee stock purchase plan. |
| 2 | Common | Common Stock | 2024-12-05 | F | D | 12,166 | $0.87 | 1,607,441 | D | — | — | (F3) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 3 | Common | Common Stock | 2024-12-05 | A | A | 37,500 | $0.00 | 1,619,607 | D | — | — | (F2) Represents the vesting of Common Stock awarded pursuant to the Company's employee equity compensation plan. |
| 4 | Common | Common Stock | 2024-12-05 | A | A | 8,780 | $0.00 | 1,582,107 | D | — | — | (F1) Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement. |
| 5 | Derivative | Warrants | 2024-12-03 | P | A | 142,148 | $4.33 | 142,148 | D | $4.33 · — to — | 142,148 Common Stock | (F5) Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement. (F6) The Warrants initially vest one quarter (25%) immediately, and the remaining Warrants thereafter vest 1/12th quarterly on the last day of the fiscal quarter until fully vested. (F7) The Warrants expire five years after vesting, beginning December 2, 2029. |