Form 4 for CCLD CareCloud, Inc.
Accepted 2024-12-18 00:00:00 ET · period of report 2024-12-16 · accession 0001493152-24-050677 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-18 | 2024-12-16 | CCLD | ROTH NORMAN | Interim CFO, Ctrl | M - OptEx | $0.00 | +10.0K | 10.0K | New | $0 |
| D | 2024-12-18 | 2024-12-16 | CCLD | ROTH NORMAN | Interim CFO, Ctrl | F - Tax | $18.30 | -3,500 | 6,500 | -35% | -$64.0K |
| D | 2024-12-18 | 2024-12-16 | CCLD | ROTH NORMAN | Interim CFO, Ctrl | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series B Cum Redeemable Perp Pref Stock [CCLDO] | 2024-12-16 | M | A | 10,000 | $0.00 | 10,000 | D | — | — | (F1) Represents the conversion upon vesting of restricted stock units into shares of preferred stock on December 16, 2024. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person. |
| 2 | Common | Series B Cum Redeemable Perp Pref Stock [CCLDO] | 2024-12-16 | F | D | 3,500 | $18.30 | 6,500 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-12-16 | M | D | 10,000 | $0.00 | 0 | D | $0.00 · — to — | 10,000 Series B Cumulative Redeemable Perpetual Preferred Stock | (F1) Represents the conversion upon vesting of restricted stock units into shares of preferred stock on December 16, 2024. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person. |