Form 4 for USAU U.S. GOLD CORP.
Accepted 2024-12-31 00:00:00 ET · period of report 2024-12-27 · accession 0001493152-24-052773 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-31 | 2024-12-27 | USAU | Francis Kevin A. | VP - Exploration | A - Grant | $0.00 | +23.6K | 34.3K | +221% | $0 |
| DM | 2024-12-31 | 2024-12-27 | USAU | Francis Kevin A. | VP - Exploration | A - Grant | $0.00 | -29.1K | 14.5K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-27 | A | A | 9,409 | $0.00 | 43,705 | D | — | — | (F1) The securities reported in this Form 4 were approved by the Board of Directors of U.S. Gold Corp. (the "Company") on November 25, 2024. However, the Company did not issue the securities until the respective award agreements were executed on December 27, 2024. (F3) Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vested 25% upon the date of grant and shall vest 25% every six months thereafter until fully vested. |
| 2 | Common | Common Stock | 2024-12-27 | A | A | 14,194 | $0.00 | 34,296 | D | — | — | (F1) The securities reported in this Form 4 were approved by the Board of Directors of U.S. Gold Corp. (the "Company") on November 25, 2024. However, the Company did not issue the securities until the respective award agreements were executed on December 27, 2024. (F2) Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant. |
| 3 | Derivative | Stock Options | 2024-12-27 | A | D | 14,586 | $0.00 | 14,586 | D | $7.65 · — to 2029-11-25 | 14,586 Common Stock | (F1) The securities reported in this Form 4 were approved by the Board of Directors of U.S. Gold Corp. (the "Company") on November 25, 2024. However, the Company did not issue the securities until the respective award agreements were executed on December 27, 2024. (F4) Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vested immediately on the date of grant. |
| 4 | Derivative | Stock Options | 2024-12-27 | A | D | 14,503 | $0.00 | 14,503 | D | $7.65 · — to 2029-11-25 | 14,503 Common Stock | (F1) The securities reported in this Form 4 were approved by the Board of Directors of U.S. Gold Corp. (the "Company") on November 25, 2024. However, the Company did not issue the securities until the respective award agreements were executed on December 27, 2024. (F5) Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vested 25% upon the date of grant and shall vest 25% every six months thereafter until fully vested. |