Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2025-01-15 00:00:00 ET · period of report 2025-01-13 · accession 0001493152-25-002409 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-15 | 2025-01-14 | ABAT | Melsert Ryan Mitchell | CEO, Dir | F - Tax | $1.79 | -11.8K | 1.64M | -0.7% | -$21.1K |
| DM | 2025-01-15 | 2025-01-13 | ABAT | Melsert Ryan Mitchell | CEO, Dir | A - Grant | $0.00 | +24.1K | 1.64M | +1% | $0 |
| DM | 2025-01-15 | 2025-01-13 | ABAT | Melsert Ryan Mitchell | CEO, Dir | P - Purchase | $4.36 | +641.7K | 197.0K | New | +$2.80M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-14 | F | D | 2,607 | $1.82 | 1,650,381 | D | — | — | (F3) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 2 | Common | Common Stock | 2025-01-13 | A | A | 10,937 | $0.00 | 1,652,988 | D | — | — | (F2) Represents the vesting of Common Stock awarded pursuant to the Company's employee equity compensation plan. |
| 3 | Common | Common Stock | 2025-01-13 | A | A | 13,129 | $0.00 | 1,642,051 | D | — | — | (F1) Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement. |
| 4 | Common | Common Stock | 2025-01-14 | F | D | 9,165 | $1.78 | 1,641,216 | D | — | — | (F3) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 5 | Derivative | Warrants | 2025-01-13 | P | A | 65,386 | $10.50 | 65,386 | D | $10.50 · — to — | 65,386 Common Stock | (F4) Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement. (F9) The Warrants vest in 8 equal quarterly installments, beginning December 31, 2024, and thereafter until fully vested. (F6) The Warrants expire five years after issuance or vesting, whichever is later, beginning January 13, 2030. |
| 6 | Derivative | Warrants | 2025-01-13 | P | A | 197,914 | $4.33 | 197,914 | D | $4.33 · — to — | 197,914 Common Stock | (F4) Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement. (F8) The Warrants vest in 11 equal quarterly installments, beginning December 31, 2024, and thereafter until fully vested. (F6) The Warrants expire five years after issuance or vesting, whichever is later, beginning January 13, 2030. |
| 7 | Derivative | Warrants | 2025-01-13 | P | A | 23,609 | $10.49 | 23,609 | D | $10.49 · — to — | 23,609 Common Stock | (F4) Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement. (F9) The Warrants vest in 8 equal quarterly installments, beginning December 31, 2024, and thereafter until fully vested. (F6) The Warrants expire five years after issuance or vesting, whichever is later, beginning January 13, 2030. |
| 8 | Derivative | Warrants | 2025-01-13 | P | A | 157,844 | $0.99 | 157,844 | D | $0.99 · — to — | 157,844 Common Stock | (F4) Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement. (F5) The Warrants vest 1/16th quarterly, beginning October 1, 2024, and thereafter until fully vested. (F6) The Warrants expire five years after issuance or vesting, whichever is later, beginning January 13, 2030. |
| 9 | Derivative | Warrants | 2025-01-13 | P | A | 196,988 | $4.33 | 196,988 | D | $4.33 · — to — | 196,988 Common Stock | (F4) Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement. (F7) The Warrants vest in 10 equal quarterly installments, beginning December 31, 2024, and thereafter until fully vested. (F6) The Warrants expire five years after issuance or vesting, whichever is later, beginning January 13, 2030. |