Form 4 for OPTT Ocean Power Technologies, Inc.
Accepted 2025-01-21 00:00:00 ET · period of report 2025-01-16 · accession 0001493152-25-003036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-21 | 2025-01-16 | OPTT | Slaiby Peter E. | Dir | M - OptEx | — | +241.9K | 483.8K | +100% | — |
| D | 2025-01-21 | 2025-01-16 | OPTT | Slaiby Peter E. | Dir | A - Grant | $0.00 | +593.2K | 593.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-16 | M | A | 241,935 | — | 483,806 | D | — | — | (F3) Shares acquired upon the vesting of a restricted stock unit granted in January 2024. (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. |
| 2 | Derivative | Restricted Stock Unit | 2025-01-16 | A | A | 593,208 | $0.00 | 593,208 | D | — · — to — | 593,208 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. (F2) Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier. |