Form 4 for OPTT Ocean Power Technologies, Inc.
Accepted 2025-02-04 00:00:00 ET · period of report 2025-01-14 · accession 0001493152-25-004927 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-02-04 | 2025-01-14+ | OPTT | Stratmann Philipp | Pres, CEO, Dir | F - Tax | $0.9239 | +182.3K | 623.4K | +41% | +$168.4K |
| D | 2025-02-04 | 2025-01-31 | OPTT | Stratmann Philipp | Pres, CEO, Dir | M - OptEx | — | +54.8K | 822.3K | +7% | — |
| D | 2025-02-04 | 2025-01-31 | OPTT | Stratmann Philipp | Pres, CEO, Dir | A - Grant | $0.00 | +54.8K | 54.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-31 | F | D | 16,626 | $0.66 | 606,752 | D | — | — | (F3) Per share value is based on the market closing price of the common stock on the applicable transaction date. |
| 2 | Common | Common Stock | 2025-01-31 | M | A | 54,782 | — | 822,283 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. |
| 3 | Common | Common Stock | 2025-01-14 | F | A | 33,689 | $0.89 | 788,594 | D | — | — | (F3) Per share value is based on the market closing price of the common stock on the applicable transaction date. |
| 4 | Common | Common Stock | 2025-01-16 | F | A | 88,157 | $0.99 | 700,437 | D | — | — | (F3) Per share value is based on the market closing price of the common stock on the applicable transaction date. |
| 5 | Common | Common Stock | 2025-01-21 | F | A | 77,059 | $0.92 | 623,378 | D | — | — | (F3) Per share value is based on the market closing price of the common stock on the applicable transaction date. |
| 6 | Derivative | Restricted Stock Unit | 2025-01-31 | A | A | 54,782 | $0.00 | 54,782 | D | — · — to — | 54,782 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. (F2) On February 1, 2024, the reporting person was granted 54,782 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 31, 2025. |