Form 4 for AEI Alset Inc.
Accepted 2025-02-18 00:00:00 ET · period of report 2025-02-13 · accession 0001493152-25-007114 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-02-18 | 2025-02-13 | AEI | Chan Heng Fai Ambrose | CEO, Dir, 10% | P - Purchase | $1.23 | +50.0K | 6.40M | +0.8% | +$61.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-13 | P | A | 50,000 | $1.23 | 6,399,742 | D | — | — | (F1) On February 13, 2025, Mr. Chan acquired 50,000 shares of the Issuer's common stock at a weighted average purchase price of $1.23 per share. This transaction was executed in multiple trades at prices ranging from $1.16 to $1.29. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) In addition to the shares of common stock held directly by Mr. Chan, Mr. Chan also indirectly owns 319,000 shares of common stock held by HFE Holdings Limited. Mr. Chan has sole voting and investment power with respect to the shares held by HFE Holdings Limited. Mr. Chan is the beneficial owner of 6,718,742 shares of the common stock of Alset Inc. |