Form 4/A for MOBX MOBIX LABS, INC
Accepted 2025-02-27 00:00:00 ET · period of report 2023-12-21 · accession 0001493152-25-008569 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2025-02-27 | 2023-12-21 | MOBX | ALDRICH DAVID J | Dir | A - Grant | — | +16.2K | 16.2K | New | — |
| DMA | 2025-02-27 | 2023-12-21 | MOBX | ALDRICH DAVID J | Dir | A - Grant | $0.00 | +153.4K | 133.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-21 | A | A | 16,212 | — | 16,212 | D | — | — | (F1) On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II. (F2) Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares and options in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock as well as options exercisable into shares of Class A Common Stock. |
| 2 | Derivative | Option (Right to Buy) | 2023-12-21 | A | A | 20,000 | $0.00 | 20,000 | D | $4.18 · — to 2030-08-10 | 20,000 Class A Common Stock | (F1) On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II. (F3) These options are fully vested and exercisable. |
| 3 | Derivative | Option (Right to Buy) | 2023-12-21 | A | A | 133,416 | $0.00 | 133,416 | D | $6.84 · — to 2032-04-04 | 133,416 Class A Common Stock | (F1) On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II. (F3) These options are fully vested and exercisable. |