Form 4 for FEAM 5E Advanced Materials, Inc.

Accepted 2025-03-17 00:00:00 ET · period of report 2025-03-13 · accession 0001493152-25-010593 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2025-03-17	2025-03-13	FEAM	Ascend Capital Advisors (S) Pte. Ltd.	10%	A - Grant	$3.55	+704.1K	7.73M	+10%	+$2.50M
DI	2025-03-17	2025-03-13	FEAM	Ascend Capital Advisors (S) Pte. Ltd.	10%	A - Grant	—	+2.82M	2.82M	New	—

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2025-03-13	A	A	704,086	$3.55	7,730,646	I See Footnote	—	—	(F1) On March 13, 2025, Ascend Global Investment Fund SPC ("Ascend Global") and Meridian Investments Corporation ("Meridian") each acquired 352,043 shares of Common Stock and warrants to purchase up to 1,408,173 shares of Common Stock pursuant to a Subscription Agreement dated January 14, 2025 among the Issuer, BEP Special Situations IV LLC, Ascend Global and Meridian. (F2) Ascend Global is the record holder of 3,981,972 shares of Common Stock and Meridian is the record holder of 3,748,674 shares of Common Stock. Ascend Global is the sole shareholder of Meridian, and may be deemed to share beneficial ownership of the securities held of record by Meridian. Ascend Financial Holdings Limited is the sole shareholder of Ascend Capital Advisors (S) Pte. Ltd., which is the sole partner of Ascend Global. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global. By virtue of his control of Ascend Financial, Mr. Susanto may also be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global under Section 13(d) of the Securities Exchange Act of 1934 (as amended) and the rules promulgated by the U.S. Securities and Exchange Commission thereunder. Mr. Susanto disclaims beneficial ownership of the securities beneficially owned by Ascend Global.
2	Derivative	Warrants	2025-03-13	A	A	2,816,346	—	2,816,346	I See Footnote	$3.55 · — to —	2,816,346 Common Stock	(F1) On March 13, 2025, Ascend Global Investment Fund SPC ("Ascend Global") and Meridian Investments Corporation ("Meridian") each acquired 352,043 shares of Common Stock and warrants to purchase up to 1,408,173 shares of Common Stock pursuant to a Subscription Agreement dated January 14, 2025 among the Issuer, BEP Special Situations IV LLC, Ascend Global and Meridian. (F2) Ascend Global is the record holder of 3,981,972 shares of Common Stock and Meridian is the record holder of 3,748,674 shares of Common Stock. Ascend Global is the sole shareholder of Meridian, and may be deemed to share beneficial ownership of the securities held of record by Meridian. Ascend Financial Holdings Limited is the sole shareholder of Ascend Capital Advisors (S) Pte. Ltd., which is the sole partner of Ascend Global. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global. By virtue of his control of Ascend Financial, Mr. Susanto may also be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global under Section 13(d) of the Securities Exchange Act of 1934 (as amended) and the rules promulgated by the U.S. Securities and Exchange Commission thereunder. Mr. Susanto disclaims beneficial ownership of the securities beneficially owned by Ascend Global. (F3) The warrants are immediately exercisable and expire on March 13, 2026. The exercise price per share of Common Stock under the warrants is $3.5507.