Form 4 for FTK FLOTEK INDUSTRIES INC/CN/
Accepted 2025-08-15 00:00:00 ET · period of report 2025-08-14 · accession 0001493152-25-012032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-08-15 | 2025-08-14 | FTK | Ezell Ryan Gillis | CEO, Dir | G - Gift | $0.00 | -7,495 | 156.9K | -5% | $0 |
| DM | 2025-08-15 | 2025-08-14 | FTK | Ezell Ryan Gillis | CEO, Dir | M - OptEx | $4.77 | +87.2K | 244.0K | +56% | +$416.3K |
| D | 2025-08-15 | 2025-08-14 | FTK | Ezell Ryan Gillis | CEO, Dir | S - Sale+OE | $12.26 | -87.2K | 156.9K | -36% | -$1.07M |
| DM | 2025-08-15 | 2025-08-14 | FTK | Ezell Ryan Gillis | CEO, Dir | M - OptEx | $0.00 | -87.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2025-08-14 | G | D | 7,495 | $0.00 | 156,855 | D | — | — | (F1) Includes 604 shares Dr. Ezell acquired under Flotek Industries, Inc. 2012 Employee Stock Purchase plan for the three month period commencing April 1, 2025. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 2 | Common | Common Shares | 2025-08-14 | M | A | 62,881 | $3.28 | 219,736 | D | — | — | |
| 3 | Common | Common Shares | 2025-08-14 | M | A | 24,306 | $8.64 | 244,042 | D | — | — | |
| 4 | Common | Common Shares | 2025-08-14 | S | D | 87,187 | $12.26 | 156,855 | D | — | — | |
| 5 | Derivative | Stock Option | 2025-08-14 | M | D | 24,306 | $0.00 | 0 | D | $8.64 · — to 2031-04-19 | 24,306 Common Shares | (F3) 100% of the options vested on March 7, 2024. |
| 6 | Derivative | Stock Option | 2025-08-14 | M | D | 62,881 | $0.00 | 0 | D | $3.28 · — to 2033-12-05 | 62,881 Common Shares | (F2) 75% of the options vested on May 16, 2025 and the remaining 25% vested on July 29, 2025. |