Form 4 for BRCB Black Rock Coffee Bar, Inc.
Accepted 2025-09-15 00:00:00 ET · period of report 2025-09-11 · accession 0001493152-25-013561 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-09-15 | 2025-09-11 | BRCB | Booth Rodderick Fredrick | CFO | A - Grant | — | +279.8K | 242.3K | New | — |
| D | 2025-09-15 | 2025-09-15 | BRCB | Booth Rodderick Fredrick | CFO | D - Sale to Iss | — | -107.5K | 134.8K | -44% | — |
| DM | 2025-09-15 | 2025-09-11 | BRCB | Booth Rodderick Fredrick | CFO | A - Grant | $0.00 | +318.5K | 76.2K | New | $0 |
| D | 2025-09-15 | 2025-09-15 | BRCB | Booth Rodderick Fredrick | CFO | D - Sale to Iss | $20.00 | -107.5K | 134.8K | -44% | -$2.15M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-09-11 | A | A | 37,500 | — | 37,500 | D | — | — | (F1) This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a). (F2) Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock. The RSUs vest in substantially equal annual installments on each of the first, second, third and fourth anniversaries of the closing of the Issuer's initial public offering. |
| 2 | Common | Class B Common Stock | 2025-09-11 | A | A | 242,300 | — | 242,300 | D | — | — | (F1) This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a). (F3) Represents an acquisition of LLC Units and a corresponding number of Class B Common Stock in exchange for former ownership interests of Black Rock Coffee Holdings, LLC pursuant to a recapitalization transaction. |
| 3 | Common | Class B Common Stock | 2025-09-15 | D | D | 107,526 | — | 134,774 | D | — | — | (F4) Reflects the cancellation for no consideration of Class B Common Stock in connection with the sale of LLC Units. |
| 4 | Derivative | LLC Units | 2025-09-11 | A | A | 242,300 | — | 242,300 | D | — · — to — | 242,300 Class A Common Stock | (F1) This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a). (F3) Represents an acquisition of LLC Units and a corresponding number of Class B Common Stock in exchange for former ownership interests of Black Rock Coffee Holdings, LLC pursuant to a recapitalization transaction. (F6) The LLC Units may be redeemed by the Reporting Person at any time at the option of the holder for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The LLC Units have no expiration date. |
| 5 | Derivative | Stock Option | 2025-09-11 | A | A | 76,219 | $0.00 | 76,219 | D | $20.00 · — to 2035-09-10 | 76,219 Class A Common Stock | (F1) This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a). (F5) The stock option vests in full on the third anniversary of the closing of the Issuer's initial public offering. |
| 6 | Derivative | LLC Units | 2025-09-15 | D | D | 107,526 | $20.00 | 134,774 | D | — · — to — | 107,526 Class A Common Stock | (F6) The LLC Units may be redeemed by the Reporting Person at any time at the option of the holder for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The LLC Units have no expiration date. |