InsiderTrades

Form 4 for FIGR Figure Technology Solutions, Inc.

Accepted 2025-09-16 00:00:00 ET · period of report 2025-09-12 · accession 0001493152-25-013759 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2025-09-16 2025-09-12 FIGR DCM International VIII, Ltd. Former 10% Owner C - Cnv Deriv — +15.21M 201.3K New —
DMI 2025-09-16 2025-09-12 FIGR DCM International VIII, Ltd. Former 10% Owner C - Cnv Deriv — -15.21M 0 -100% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2025-09-12 C A 15,022,618 — 16,456,952 I By Figure Investments, LLC — — (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock. (F2) Figure Investments, LLC is owned by DCM VIII, L.P., DCM Ventures China Fund (DCM VIII), L.P. and DCM Affiliates Fund VIII, L.P. (collectively "DCM VIII") and is managed by its officers, which are appointed by DCM VIII, the general partner of which is DCM Investment Management VIII, L.P., the general partner of which is DCM International VIII, Ltd.
2 Common Class A Common Stock 2025-09-12 C A 183,763 — 201,309 I By DCM Opportunity Fund III, L.P. — — (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock. (F3) The general partner of DCM Opportunity Fund III, L.P. is DCM Opportunity Fund Investment Management III, L.P., the general partner of which is DCM Opportunity Fund International VIII, Ltd.
3 Derivative Series B Preferred Stock 2025-09-12 C D 2,557,564 — 0 I By Figure Investments, LLC — · — to — 2,557,564 Class A Common Stock (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock. (F2) Figure Investments, LLC is owned by DCM VIII, L.P., DCM Ventures China Fund (DCM VIII), L.P. and DCM Affiliates Fund VIII, L.P. (collectively "DCM VIII") and is managed by its officers, which are appointed by DCM VIII, the general partner of which is DCM Investment Management VIII, L.P., the general partner of which is DCM International VIII, Ltd.
4 Derivative Series D Preferred Stock 2025-09-12 C D 183,763 — 0 I By DCM Opportunity Fund III, L.P. — · — to — 183,763 Class A Common Stock (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock. (F3) The general partner of DCM Opportunity Fund III, L.P. is DCM Opportunity Fund Investment Management III, L.P., the general partner of which is DCM Opportunity Fund International VIII, Ltd.
5 Derivative Series C Preferred Stock 2025-09-12 C D 661,095 — 0 I By Figure Investments, LLC — · — to — 661,095 Class A Common Stock (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock. (F2) Figure Investments, LLC is owned by DCM VIII, L.P., DCM Ventures China Fund (DCM VIII), L.P. and DCM Affiliates Fund VIII, L.P. (collectively "DCM VIII") and is managed by its officers, which are appointed by DCM VIII, the general partner of which is DCM Investment Management VIII, L.P., the general partner of which is DCM International VIII, Ltd.
6 Derivative Series A Preferred Stock 2025-09-12 C D 2,303,584 — 0 I By Figure Investments, LLC — · — to — 2,303,584 Class A Common Stock (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock. (F2) Figure Investments, LLC is owned by DCM VIII, L.P., DCM Ventures China Fund (DCM VIII), L.P. and DCM Affiliates Fund VIII, L.P. (collectively "DCM VIII") and is managed by its officers, which are appointed by DCM VIII, the general partner of which is DCM Investment Management VIII, L.P., the general partner of which is DCM International VIII, Ltd.
7 Derivative Series Seed Preferred Stock 2025-09-12 C D 9,500,375 — 0 I By Figure Investments, LLC — · — to — 9,500,375 Class A Common Stock (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock. (F2) Figure Investments, LLC is owned by DCM VIII, L.P., DCM Ventures China Fund (DCM VIII), L.P. and DCM Affiliates Fund VIII, L.P. (collectively "DCM VIII") and is managed by its officers, which are appointed by DCM VIII, the general partner of which is DCM Investment Management VIII, L.P., the general partner of which is DCM International VIII, Ltd.