Form 4 for RAND RAND CAPITAL CORP
Accepted 2025-09-16 00:00:00 ET · period of report 2025-09-15 · accession 0001493152-25-013772 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2025-09-16 | 2025-09-15 | RAND | Gusky Adam Samuel | Dir | P - Purchase | $14.80 | +1,030 | 33.0K | +3% | +$15.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-15 | P | A | 100 | $14.60 | 32,616 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 2 | Common | Common Stock | 2025-09-15 | P | A | 100 | $14.59 | 32,716 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 3 | Common | Common Stock | 2025-09-15 | P | A | 200 | $15.00 | 33,546 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 4 | Common | Common Stock | 2025-09-15 | P | A | 250 | $15.00 | 33,346 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 5 | Common | Common Stock | 2025-09-15 | P | A | 100 | $15.00 | 33,096 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 6 | Common | Common Stock | 2025-09-15 | P | A | 25 | $14.58 | 32,741 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 7 | Common | Common Stock | 2025-09-15 | P | A | 10 | $14.57 | 32,751 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 8 | Common | Common Stock | 2025-09-15 | P | A | 10 | $14.60 | 32,761 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 9 | Common | Common Stock | 2025-09-15 | P | A | 100 | $14.57 | 32,861 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 10 | Common | Common Stock | 2025-09-15 | P | A | 100 | $14.55 | 32,961 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 11 | Common | Common Stock | 2025-09-15 | P | A | 25 | $14.55 | 32,986 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
| 12 | Common | Common Stock | 2025-09-15 | P | A | 10 | $14.56 | 32,996 | I By LLC | — | — | (F1) These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |