Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2025-09-18 00:00:00 ET · period of report 2025-09-16 · accession 0001493152-25-014088 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-09-18 | 2025-09-16 | ABAT | Wu Steven | COO | A - Grant | $0.00 | +274.6K | 366.0K | +301% | $0 |
| D | 2025-09-18 | 2025-09-18 | ABAT | Wu Steven | COO | F - Tax | $2.63 | -117.4K | 248.6K | -32% | -$308.8K |
| D | 2025-09-18 | 2025-09-16 | ABAT | Wu Steven | COO | P - Purchase | $1.07 | +1.24M | 1.24M | New | +$1.33M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-16 | A | A | 274,617 | $0.00 | 365,996 | D | — | — | (F1) Represents the vesting of Common Stock awarded pursuant to the terms of the Reporting Person's employment agreement. |
| 2 | Common | Common Stock | 2025-09-18 | F | D | 117,400 | $2.63 | 248,596 | D | — | — | (F2) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 3 | Derivative | Warrants | 2025-09-16 | P | A | 1,240,709 | $1.07 | 1,240,709 | D | $1.07 · — to — | 1,240,709 Common Stock | (F3) Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement. (F4) The Warrants vest 1/16th quarterly, beginning September 16, 2024, and thereafter until fully vested. (F5) The Warrants expire five years after issuance or vesting, whichever is later, beginning September 16, 2030. |