Form 4 for FEAM 5E Advanced Materials, Inc.
Accepted 2025-12-08 00:00:00 ET · period of report 2025-12-04 · accession 0001493152-25-026650 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-12-08 | 2025-12-04 | FEAM | Meridian Investments Corp | 10% | M - OptEx | $3.55 | +2.82M | 10.65M | +36% | +$10.00M |
| DI | 2025-12-08 | 2025-12-04 | FEAM | Meridian Investments Corp | 10% | F - Tax | $3.94 | -2.28M | 8.36M | -21% | -$8.99M |
| DI | 2025-12-08 | 2025-12-04 | FEAM | Meridian Investments Corp | 10% | M - OptEx | — | -2.82M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-04 | M | A | 2,816,346 | $3.55 | 10,646,992 | I See Footnotes | — | — | (F2) Ascend Global is the sole shareholder of Meridian, and may be deemed to share beneficial ownership of the securities held of record by Meridian. Ascend Financial Holdings Limited ("Ascend Financial") is the sole shareholder of Ascend Capital Advisors (S) Pte. Ltd., which is the sole partner of Ascend Global. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global. By virtue of his control of Ascend Financial, Mr. Susanto may also be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global under Section 13(d) of the Securities Exchange Act of 1934 (as amended) and the rules promulgated by the U.S. Securities and Exchange Commission thereunder. Mr. Susanto disclaims beneficial ownership of the securities beneficially owned by Ascend Global. (F1) Following the transactions reported herein, Ascend Global Investment Fund SPC ("Ascend Global") is the record holder of 4,298,796 shares of Common Stock and Meridian Investments Corporation ("Meridian") is the record holder of 4,065,498 shares of Common Stock. |
| 2 | Common | Common Stock | 2025-12-04 | F | D | 2,282,698 | $3.94 | 8,364,294 | I See Footnotes | — | — | (F2) Ascend Global is the sole shareholder of Meridian, and may be deemed to share beneficial ownership of the securities held of record by Meridian. Ascend Financial Holdings Limited ("Ascend Financial") is the sole shareholder of Ascend Capital Advisors (S) Pte. Ltd., which is the sole partner of Ascend Global. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global. By virtue of his control of Ascend Financial, Mr. Susanto may also be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global under Section 13(d) of the Securities Exchange Act of 1934 (as amended) and the rules promulgated by the U.S. Securities and Exchange Commission thereunder. Mr. Susanto disclaims beneficial ownership of the securities beneficially owned by Ascend Global. (F1) Following the transactions reported herein, Ascend Global Investment Fund SPC ("Ascend Global") is the record holder of 4,298,796 shares of Common Stock and Meridian Investments Corporation ("Meridian") is the record holder of 4,065,498 shares of Common Stock. |
| 3 | Derivative | Warrants | 2025-12-04 | M | D | 2,816,346 | — | 0 | I See Footnotes | $3.55 · — to — | 2,816,346 Common Stock | (F4) The warrants were acquired pursuant to a Subscription Agreement dated January 14, 2025 among the Issuer, BEP Special Situations IV LLC, Ascend Global and Meridian. (F2) Ascend Global is the sole shareholder of Meridian, and may be deemed to share beneficial ownership of the securities held of record by Meridian. Ascend Financial Holdings Limited ("Ascend Financial") is the sole shareholder of Ascend Capital Advisors (S) Pte. Ltd., which is the sole partner of Ascend Global. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global. By virtue of his control of Ascend Financial, Mr. Susanto may also be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global under Section 13(d) of the Securities Exchange Act of 1934 (as amended) and the rules promulgated by the U.S. Securities and Exchange Commission thereunder. Mr. Susanto disclaims beneficial ownership of the securities beneficially owned by Ascend Global. (F1) Following the transactions reported herein, Ascend Global Investment Fund SPC ("Ascend Global") is the record holder of 4,298,796 shares of Common Stock and Meridian Investments Corporation ("Meridian") is the record holder of 4,065,498 shares of Common Stock. (F3) The warrants are currently exercisable and will expire on March 13, 2026. |