Form 4 for PTN PALATIN TECHNOLOGIES INC
Accepted 2025-12-11 00:00:00 ET · period of report 2025-12-09 · accession 0001493152-25-027268 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-11 | 2025-12-09 | PTN | PRENDERGAST JOHN K A | Dir | A - Grant | $0.00 | +2,600 | 13.8K | +23% | $0 |
| DM | 2025-12-11 | 2025-12-09 | PTN | PRENDERGAST JOHN K A | Dir | A - Grant | $0.00 | +3,200 | 27.3K | +13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-09 | A | A | 1,300 | $0.00 | 15,102 | D | — | — | (F2) Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 50% on December 9, 2026 and as to the remaining 50% on December 9, 2027. The restricted share units were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of the restricted stock units. |
| 2 | Common | Common Stock | 2025-12-09 | A | A | 1,300 | $0.00 | 13,802 | D | — | — | (F1) Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on December 9, 2026. The restricted share units were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of the restricted stock units. |
| 3 | Derivative | Stock Option (Right to Buy) | 2025-12-09 | A | A | 1,600 | $0.00 | 25,681 | D | $21.38 · 2026-12-09 to 2035-12-09 | 1,600 Common Stock | (F3) Stock Options granted under the 2011 Stock Incentive Plan, the option vests on December 9, 2026, and in the event that the director does not serve until December 31, 2026, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on January 31, 2026. The options were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of the options. |
| 4 | Derivative | Stock Option (Right to Buy) | 2025-12-09 | A | A | 1,600 | $0.00 | 27,281 | D | $21.38 · 2026-12-09 to 2035-12-09 | 1,600 Common Stock | (F4) Stock Options granted under the 2011 Stock Incentive Plan, the option vests as to 50% on December 9, 2026 and as to the remaining 50% on December 9, 2027. The options were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of options. |