Form 4 for PTN PALATIN TECHNOLOGIES INC
Accepted 2025-12-11 00:00:00 ET · period of report 2025-12-09 · accession 0001493152-25-027269 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-11 | 2025-12-09 | PTN | SPANA CARL | Pres, CEO, Dir | A - Grant | $0.00 | +885 | 63.9K | +1% | $0 |
| DM | 2025-12-11 | 2025-12-09 | PTN | SPANA CARL | Pres, CEO, Dir | A - Grant | $0.00 | +1,326 | 122.8K | +1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-09 | A | A | 380 | $0.00 | 64,303 | D | — | — | (F2) Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 20, 2023, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following December 9, 2025. |
| 2 | Common | Common Stock | 2025-12-09 | A | A | 395 | $0.00 | 64,698 | D | — | — | (F3) Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 4, 2024, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following December 9, 2025. |
| 3 | Common | Common Stock | 2025-12-09 | A | A | 110 | $0.00 | 63,923 | D | — | — | (F1) Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 22, 2022, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following December 9, 2025. |
| 4 | Derivative | Stock Option (Right to Buy) | 2025-12-09 | A | A | 595 | $0.00 | 123,371 | D | $109.50 · 2025-12-09 to 2033-06-20 | 595 Common Stock | (F5) Performance-based Stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock. The performance condition stock option grant, made June 20, 2023, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025. |
| 5 | Derivative | Stock Option (Right to Buy) | 2025-12-09 | A | A | 568 | $0.00 | 123,939 | D | $91.50 · 2025-12-09 to 2034-06-04 | 568 Common Stock | (F6) Performance-based stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock. The performance condition stock option grant, made June 4, 2024, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025. |
| 6 | Derivative | Stock Option (Right to Buy) | 2025-12-09 | A | A | 163 | $0.00 | 122,776 | D | $362.50 · 2025-12-09 to 2032-06-22 | 163 Common Stock | (F4) Performance-based stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock. The performance condition stock option grant, made June 22, 2022, vested in part on December 9, 2025, upon certification by the Compensation Committee of a defined performance objective as to 100% of the target number of share units for the 18 months ending December 31, 2025. |