Form 4 for HROW HARROW, INC.
Accepted 2025-12-16 00:00:00 ET · period of report 2025-12-12 · accession 0001493152-25-028036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-12-16 | 2025-12-12 | HROW | BAUM MARK L | CEO, Dir | F - Tax | $47.06 | -80.0K | 2.99M | -3% | -$3.76M |
| D | 2025-12-16 | 2025-12-12 | HROW | BAUM MARK L | CEO, Dir | M - OptEx | $3.95 | +180.0K | 3.07M | +6% | +$711.0K |
| D | 2025-12-16 | 2025-12-12 | HROW | BAUM MARK L | CEO, Dir | M - OptEx | $0.00 | -180.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-12 | F | D | 79,994 | $47.06 | 2,986,130 | D | — | — | |
| 2 | Common | Common Stock | 2025-12-12 | M | A | 180,000 | $3.95 | 3,066,124 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2025-12-12 | M | D | 180,000 | $0.00 | 0 | D | $3.95 · — to 2026-04-01 | 180,000 Common Stock | (F1) Represents stock options granted to Mr. Baum on April 1, 2016 under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock options vested quarterly over a three-year period following the grant date. 79,994 shares were withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions. |