Form 4 for OPTT Ocean Power Technologies, Inc.

Accepted 2026-01-21 00:00:00 ET · period of report 2026-01-16 · accession 0001493152-26-003076 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DM	2026-01-21	2026-01-16	OPTT	PAGLIARA TRACY D	GC, Senior VP	A - Grant	—	+565.2K	565.2K	New	—
D	2026-01-21	2026-01-16	OPTT	PAGLIARA TRACY D	GC, Senior VP	A - Grant	$0.00	+273.3K	273.3K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2026-01-16	A	A	291,974	—	291,974	D	—	—	(F2) Shares acquired upon the time-based vesting of restricted stock units granted in January 2025. (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.
2	Common	Common Stock	2026-01-16	A	A	273,256	—	565,230	D	—	—	(F3) On January 16, 2025, the reporting person was granted 273,256 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026. (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.
3	Derivative	Restricted Stock Unit	2026-01-16	A	A	273,256	$0.00	273,256	D	— · — to —	273,256 Common Stock	(F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. (F3) On January 16, 2025, the reporting person was granted 273,256 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.