Form 4 for OPTT Ocean Power Technologies, Inc.
Accepted 2026-01-30 00:00:00 ET · period of report 2026-01-30 · accession 0001493152-26-004497 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-01-30 | 2026-01-30 | OPTT | PAGLIARA TRACY D | GC, Senior VP | A - Grant | — | +201.4K | 1.18M | +21% | — |
| D | 2026-01-30 | 2026-01-30 | OPTT | PAGLIARA TRACY D | GC, Senior VP | A - Grant | $0.00 | +201.4K | 201.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-30 | A | A | 201,442 | — | 1,181,250 | D | — | — | (F2) On January 16, 2025, the reporting person was granted 201,442 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026. (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. |
| 2 | Derivative | Restricted Stock Unit | 2026-01-30 | A | A | 201,442 | $0.00 | 201,442 | D | — · — to — | 201,442 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. (F2) On January 16, 2025, the reporting person was granted 201,442 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026. |