Form 4 for LIFE Ethos Technologies Inc.
Accepted 2026-02-03 00:00:00 ET · period of report 2026-01-30 · accession 0001493152-26-004960 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-02-03 | 2026-01-30 | LIFE | SOFTBANK VISION FUND II-2 L.P. | 10% | C - Cnv Deriv | — | +2.70M | 3.13M | +625% | — |
| DMI | 2026-02-03 | 2026-01-30 | LIFE | SOFTBANK VISION FUND II-2 L.P. | 10% | C - Cnv Deriv | — | -2.60M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-01-30 | C | A | 2,697,089 | — | 3,128,902 | I See footnote | — | — | (F1) Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. (F2) Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. |
| 2 | Derivative | Series D-1 Preferred Stock | 2026-01-30 | C | D | 2,192,203 | — | 0 | I See footnote | — · — to — | 2,289,371 Class A Common Stock | (F1) Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. (F2) Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. |
| 3 | Derivative | Series A Preferred Stock | 2026-01-30 | C | D | 394,139 | — | 0 | I See footnote | — · — to — | 395,837 Class A Common Stock | (F1) Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. (F2) Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. |
| 4 | Derivative | Series A-2 Preferred Stock | 2026-01-30 | C | D | 11,830 | — | 0 | I See footnote | — · — to — | 11,881 Class A Common Stock | (F1) Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. (F2) Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. |