Form 4 for CLRO CLEARONE INC
Accepted 2026-03-06 00:00:00 ET · period of report 2026-03-02 · accession 0001493152-26-009040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-06 | 2026-03-02 | CLRO | First Finance Ltd. | 10% | P - Purchase | $4.00 | +437.5K | 1.64M | +36% | +$1.75M |
| D | 2026-03-06 | 2026-03-02 | CLRO | First Finance Ltd. | 10% | P - Purchase | — | +437.5K | 437.5K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-02 | P | A | 437,500 | $4.00 | 1,641,162 | D | — | — | |
| 2 | Derivative | Common Stock Purchase Warrant | 2026-03-02 | P | A | 437,500 | — | 437,500 | D | $5.00 · — to — | 437,500 Common Stock | (F1) On March 2, 2026, First Finance Ltd. entered into a Securities Purchase Agreement with Clear One Inc. (the "Issuer") pursuant to which First Finance Ltd. agreed to acquire, for a total purchase price of $1,750,000, (i) 437,500 shares of the Issuer's common stock and (ii) a warrant to purchase up to 437,500 shares of common stock. The transaction is expected to close on or around March 6, 2026. The warrants are exercisable six months from the closing date and will expire two years from the closing date. |