Form 4 for VENU Venu Holding Corp
Accepted 2026-03-12 00:00:00 ET · period of report 2026-03-10 · accession 0001493152-26-009864 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-03-12 | 2026-03-10 | VENU | ROTH JAY W | CEO, COB, Dir, 10% | P - Purchase | $4.00 | +62.5K | 62.5K | New | +$250.0K |
| DI | 2026-03-12 | 2026-03-10 | VENU | ROTH JAY W | CEO, COB, Dir, 10% | P - Purchase | $4.00 | +62.5K | 62.5K | New | +$250.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 | 2026-03-10 | P | A | 62,500 | $4.00 | 62,500 | I By JWR Living Trust dated November 19, 2012 | — | — | (F1) These securities of Venu Holding Corporation (the "Issuer") were purchased in the Issuer's registered underwritten public offering, which closed on March 10, 2026 (the "Offering"). Each share of the Issuer's common stock, par value $0.001 per share ("Common Stock"), sold in the Offering was accompanied by a warrant to purchase one share of Common Stock (collectively, the "Common Warrants"). (F2) Represents the aggregate purchase price for each share of Common Stock and accompanying Common Warrant purchased in the Offering. (F3) These securities are owned directly by the JWR Living Trust dated November 19, 2012 (the "JWR Living Trust"), of which Mr. Jay W. Roth is a trustee. As a trustee, Mr. Roth is deemed to have indirect beneficial ownership of the securities held by the JWR Living Trust. |
| 2 | Derivative | Common Warrants (right to buy) | 2026-03-10 | P | A | 62,500 | $4.00 | 62,500 | I By JWR Living Trust dated November 19, 2012 | $5.00 · 2026-03-10 to 2031-03-10 | 62,500 Common Stock, par value $0.001 | (F1) These securities of Venu Holding Corporation (the "Issuer") were purchased in the Issuer's registered underwritten public offering, which closed on March 10, 2026 (the "Offering"). Each share of the Issuer's common stock, par value $0.001 per share ("Common Stock"), sold in the Offering was accompanied by a warrant to purchase one share of Common Stock (collectively, the "Common Warrants"). (F2) Represents the aggregate purchase price for each share of Common Stock and accompanying Common Warrant purchased in the Offering. (F3) These securities are owned directly by the JWR Living Trust dated November 19, 2012 (the "JWR Living Trust"), of which Mr. Jay W. Roth is a trustee. As a trustee, Mr. Roth is deemed to have indirect beneficial ownership of the securities held by the JWR Living Trust. (F5) These Common Warrants are immediately exercisable and will expire on the fifth anniversary of their issuance, subject to the beneficial-ownership limitation set forth in the Common Warrants, which prohibits the holder from exercising the Common Warrants if such exercise would cause the holder, together with its affiliates, to own more than 4.99% of the Issuer's total number of shares of Common Stock then issued and outstanding. |