Form 4 for FINV FinVolution Group
Accepted 2026-04-07 07:54:33 ET · period of report 2026-04-03 · accession 0001493152-26-015428 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-04-07 07:54 | 2026-04-03 | FINV | Chen Pingping | Pres, CCO | M - OptEx | $0.00 | +1.29M | 6.83M | +23% | $0 |
| D | 2026-04-07 07:54 | 2026-04-06 | FINV | Chen Pingping | Pres, CCO | F - Tax | $1.01 | -586.1K | 6.24M | -9% | -$592.0K |
| D | 2026-04-07 07:54 | 2026-04-03 | FINV | Chen Pingping | Pres, CCO | A - Grant | $0.00 | +1.29M | 1.29M | New | $0 |
| D | 2026-04-07 07:54 | 2026-04-03 | FINV | Chen Pingping | Pres, CCO | M - OptEx | $0.00 | -1.29M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Shares | 2026-04-03 | M | A | 1,291,500 | $0.00 | 6,830,715 | D | — | — | (F1) The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares. (F2) Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 3, 2026. |
| 2 | Common | Class A Ordinary Shares | 2026-04-06 | F | D | 586,110 | $1.01 | 6,244,605 | D | — | — | (F1) The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares. (F3) The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs. |
| 3 | Derivative | Restricted Share Units | 2026-04-03 | A | A | 1,291,500 | $0.00 | 1,291,500 | D | — · — to — | 1,291,500 Class A ordinary shares | (F4) Each RSU represents a contingent right to receive, when vested, one Class A ordinary share. (F5) The RSUs vested on April 3, 2026 and have no expiration date. (F5) The RSUs vested on April 3, 2026 and have no expiration date. |
| 4 | Derivative | Restricted Share Units | 2026-04-03 | M | D | 1,291,500 | $0.00 | 0 | D | — · — to — | 1,291,500 Class A ordinary shares | (F4) Each RSU represents a contingent right to receive, when vested, one Class A ordinary share. (F5) The RSUs vested on April 3, 2026 and have no expiration date. (F5) The RSUs vested on April 3, 2026 and have no expiration date. |