Form 4 for FINV FinVolution Group
Accepted 2026-04-07 07:59:16 ET · period of report 2026-04-03 · accession 0001493152-26-015432 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-04-07 07:59 | 2026-04-03 | FINV | Li Tiezheng | CEO, Dir | M - OptEx | $0.00 | +380.0K | 4.35M | +10% | $0 |
| D | 2026-04-07 07:59 | 2026-04-06 | FINV | Li Tiezheng | CEO, Dir | F - Tax | $1.01 | -154.7K | 4.19M | -4% | -$156.2K |
| D | 2026-04-07 07:59 | 2026-04-03 | FINV | Li Tiezheng | CEO, Dir | A - Grant | $0.00 | +380.0K | 1.67M | +30% | $0 |
| D | 2026-04-07 07:59 | 2026-04-03 | FINV | Li Tiezheng | CEO, Dir | M - OptEx | $0.00 | -380.0K | 1.29M | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Shares | 2026-04-03 | M | A | 380,000 | $0.00 | 4,348,430 | D | — | — | (F1) The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares. (F2) Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 3, 2026. |
| 2 | Common | Class A Ordinary Shares | 2026-04-06 | F | D | 154,690 | $1.01 | 4,193,740 | D | — | — | (F1) The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares. (F3) The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs. |
| 3 | Derivative | Restricted Share Units | 2026-04-03 | A | A | 380,000 | $0.00 | 1,666,150 | D | — · — to — | 380,000 Class A ordinary shares | (F5) Each RSU represents a contingent right to receive, when vested, one Class A ordinary share. (F6) The RSUs vested on April 3, 2026 and have no expiration date. (F6) The RSUs vested on April 3, 2026 and have no expiration date. |
| 4 | Derivative | Restricted Share Units | 2026-04-03 | M | D | 380,000 | $0.00 | 1,286,150 | D | — · — to — | 380,000 Class A ordinary shares | (F5) Each RSU represents a contingent right to receive, when vested, one Class A ordinary share. (F6) The RSUs vested on April 3, 2026 and have no expiration date. (F6) The RSUs vested on April 3, 2026 and have no expiration date. |