Form 4 for SURG SurgePays, Inc.
Accepted 2026-04-07 15:44:40 ET · period of report 2026-03-23 · accession 0001493152-26-015498 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-04-07 15:44 | 2026-03-23+ | SURG | Cox Kevin Brian | CEO, COB, Dir, 10% | A - Grant | $0.7692 | +1.30M | 1.30M | New | +$1.00M |
| 2026-04-07 15:44 | 2026-03-24 | SURG | Cox Kevin Brian | CEO, COB, Dir, 10% | G - Gift | $0.00 | -270.7K | 800.0K | -25% | $0 | |
| I | 2026-04-07 15:44 | 2026-03-24 | SURG | Cox Kevin Brian | CEO, COB, Dir, 10% | G - Gift | $0.00 | +270.7K | 270.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-23 | A | A | 800,000 | $1.25 | 1,070,745 | D | — | — | (F1) On March 23, 2026, Mr. Cox elected to convert $1,000,000 owed to him by the issuer under the consolidated promissory note issued by the issuer to Mr. Cox on or about March 12, 2024, into shares of issuer common stock at $1.25/share (into 800,000 shares of common stock). Those shares were awarded to Mr. Cox on or about March 23, 2026, pursuant to the issuer's 2022 Omnibus Securities and Incentive Plan. (F1) On March 23, 2026, Mr. Cox elected to convert $1,000,000 owed to him by the issuer under the consolidated promissory note issued by the issuer to Mr. Cox on or about March 12, 2024, into shares of issuer common stock at $1.25/share (into 800,000 shares of common stock). Those shares were awarded to Mr. Cox on or about March 23, 2026, pursuant to the issuer's 2022 Omnibus Securities and Incentive Plan. |
| 2 | Common | Common Stock | 2026-03-24 | G | D | 270,745 | $0.00 | 800,000 | D | — | — | (F2) On March 24, 2026, Mr. Cox transferred 270,745 to a family trust, the LC Marital Trust Dated May 17, 2021, for no consideration. (F2) On March 24, 2026, Mr. Cox transferred 270,745 to a family trust, the LC Marital Trust Dated May 17, 2021, for no consideration. |
| 3 | Common | Common Stock | 2026-03-24 | G | A | 270,745 | $0.00 | 270,745 | I By LC Marital Trust Dated May 17, 2021 | — | — | (F2) On March 24, 2026, Mr. Cox transferred 270,745 to a family trust, the LC Marital Trust Dated May 17, 2021, for no consideration. (F2) On March 24, 2026, Mr. Cox transferred 270,745 to a family trust, the LC Marital Trust Dated May 17, 2021, for no consideration. |
| 4 | Common | Common Stock | 2026-04-01 | A | A | 500,000 | $0.00 | 1,300,000 | D | — | — | (F3) On April 1, 2026, the issuer awarded Mr. Cox 500,000 shares pursuant to Mr. Cox's employment agreement with the issuer, as amended, and the issuer's 2022 Omnibus Securities and Incentive Plan. Following the award, Mr. Cox directly held 1,300,000 shares of common stock, and Mr. Cox is also deemed to beneficially own the following shares: (i) 270,745 shares of common stock held in the name of the LC Marital Trust Dated May 17, 2021, (ii) 4,569,384 shares held in the name of BLC Family Investments LLC, and (iii) 561,758 shares held in the name of SMDMM Funding LLC. (F3) On April 1, 2026, the issuer awarded Mr. Cox 500,000 shares pursuant to Mr. Cox's employment agreement with the issuer, as amended, and the issuer's 2022 Omnibus Securities and Incentive Plan. Following the award, Mr. Cox directly held 1,300,000 shares of common stock, and Mr. Cox is also deemed to beneficially own the following shares: (i) 270,745 shares of common stock held in the name of the LC Marital Trust Dated May 17, 2021, (ii) 4,569,384 shares held in the name of BLC Family Investments LLC, and (iii) 561,758 shares held in the name of SMDMM Funding LLC. |