Form 4 for FINV FinVolution Group
Accepted 2026-04-10 07:23:30 ET · period of report 2026-04-10 · accession 0001493152-26-016031 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-04-10 07:23 | 2026-04-08 | FINV | Li Tiezheng | CEO, Dir | M - OptEx | $0.00 | +102.8K | 4.30M | +2% | $0 |
| D | 2026-04-10 07:23 | 2026-04-09 | FINV | Li Tiezheng | CEO, Dir | F - Tax | $1.01 | -48.2K | 4.25M | -1% | -$48.7K |
| DM | 2026-04-10 07:23 | 2026-04-08+ | FINV | Li Tiezheng | CEO, Dir | A - Grant | $0.00 | +1.39M | 2.57M | +117% | $0 |
| D | 2026-04-10 07:23 | 2026-04-08 | FINV | Li Tiezheng | CEO, Dir | M - OptEx | $0.00 | -102.8K | 1.29M | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Shares | 2026-04-08 | M | A | 102,825 | $0.00 | 4,296,565 | D | — | — | (F1) The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares. (F2) Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 8, 2026. |
| 2 | Common | Class A Ordinary Shares | 2026-04-09 | F | D | 48,195 | $1.01 | 4,248,370 | D | — | — | (F1) The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares. (F3) The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs. |
| 3 | Derivative | Restricted Share Units | 2026-04-08 | A | A | 102,825 | $0.00 | 1,388,975 | D | — · — to — | 102,825 Class A ordinary shares | (F5) Each RSU represents a contingent right to receive, when vested, one Class A ordinary share. (F6) The RSUs vested on April 8, 2026 and have no expiration date. (F6) The RSUs vested on April 8, 2026 and have no expiration date. |
| 4 | Derivative | Restricted Share Units | 2026-04-08 | M | D | 102,825 | $0.00 | 1,286,150 | D | — · — to — | 102,825 Class A ordinary shares | (F5) Each RSU represents a contingent right to receive, when vested, one Class A ordinary share. (F6) The RSUs vested on April 8, 2026 and have no expiration date. (F6) The RSUs vested on April 8, 2026 and have no expiration date. |
| 5 | Derivative | Stock Option (right to buy) | 2026-04-10 | A | A | 1,286,150 | $0.00 | 2,572,300 | D | $0.794 · 2026-04-10 to 2028-04-09 | 1,286,150 Class A ordinary shares |