Form 4 for FINV FinVolution Group
Accepted 2026-04-14 06:51:51 ET · period of report 2026-04-10 · accession 0001493152-26-016460 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-04-14 06:51 | 2026-04-10 | FINV | Chen Pingping | Pres, CCO | M - OptEx | $0.00 | +966.1K | 7.21M | +15% | $0 |
| D | 2026-04-14 06:51 | 2026-04-13 | FINV | Chen Pingping | Pres, CCO | F - Tax | $0.99 | -450.2K | 6.76M | -6% | -$445.7K |
| D | 2026-04-14 06:51 | 2026-04-10 | FINV | Chen Pingping | Pres, CCO | A - Grant | $0.00 | +966.1K | 966.1K | New | $0 |
| D | 2026-04-14 06:51 | 2026-04-10 | FINV | Chen Pingping | Pres, CCO | M - OptEx | $0.00 | -966.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Shares | 2026-04-10 | M | A | 966,140 | $0.00 | 7,210,745 | D | — | — | (F1) The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares. (F2) Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 10, 2026. |
| 2 | Common | Class A Ordinary Shares | 2026-04-13 | F | D | 450,180 | $0.99 | 6,760,565 | D | — | — | (F1) The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares. (F3) The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs. |
| 3 | Derivative | Restricted Share Units | 2026-04-10 | A | A | 966,140 | $0.00 | 966,140 | D | — · — to — | 966,140 Class A ordinary shares | (F4) Each RSU represents a contingent right to receive, when vested, one Class A ordinary share. (F5) The RSUs vested on April 10, 2026 and have no expiration date. (F5) The RSUs vested on April 10, 2026 and have no expiration date. |
| 4 | Derivative | Restricted Share Units | 2026-04-10 | M | D | 966,140 | $0.00 | 0 | D | — · — to — | 966,140 Class A ordinary shares | (F4) Each RSU represents a contingent right to receive, when vested, one Class A ordinary share. (F5) The RSUs vested on April 10, 2026 and have no expiration date. (F5) The RSUs vested on April 10, 2026 and have no expiration date. |