Form 4 for RCAT Red Cat Holdings, Inc.
Accepted 2026-05-11 08:29:45 ET · period of report 2026-04-06 · accession 0001493152-26-022145 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-11 08:29 | 2026-04-06 | RCAT | Thompson Jeffrey M | COB, CEO, Dir, 10% | M - OptEx | — | +5,295 | 12.91M | +0.0% | — |
| D | 2026-05-11 08:29 | 2026-04-06 | RCAT | Thompson Jeffrey M | COB, CEO, Dir, 10% | F - Tax | $13.06 | -1,570 | 12.91M | -0.0% | -$20.5K |
| DM | 2026-05-11 08:29 | 2026-04-06 | RCAT | Thompson Jeffrey M | COB, CEO, Dir, 10% | A - Grant | $0.00 | +1.06M | 21.2K | New | $0 |
| D | 2026-05-11 08:29 | 2026-04-06 | RCAT | Thompson Jeffrey M | COB, CEO, Dir, 10% | M - OptEx | $0.00 | -5,295 | 15.9K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-06 | M | A | 5,295 | — | 12,913,772 | D | — | — | (F2) Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On April 6, 2026, the reporting person was granted 21,182 restricted stock units. One-fourth of the restricted stock units vested on April 6, 2026, and the remaining restricted stock units will vest on December 31, 2026. |
| 2 | Common | Common Stock | 2026-04-06 | F | D | 1,570 | $13.06 | 12,912,202 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2026-04-06 | A | A | 1,040,000 | $0.00 | 1,040,000 | D | $13.06 · — to 2036-04-05 | 1,040,000 Common stock | (F1) The option vests in three equal annual installments on December 31, 2026, December 31, 2027 and December 31, 2028, and were granted as compensation in lieu of a base salary and participation in a traditional annual bonus plan. |
| 4 | Derivative | Restricted Stock Units | 2026-04-06 | A | A | 21,182 | $0.00 | 21,182 | D | — · — to — | 21,182 Common stock | (F2) Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On April 6, 2026, the reporting person was granted 21,182 restricted stock units. One-fourth of the restricted stock units vested on April 6, 2026, and the remaining restricted stock units will vest on December 31, 2026. (F2) Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On April 6, 2026, the reporting person was granted 21,182 restricted stock units. One-fourth of the restricted stock units vested on April 6, 2026, and the remaining restricted stock units will vest on December 31, 2026. (F2) Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On April 6, 2026, the reporting person was granted 21,182 restricted stock units. One-fourth of the restricted stock units vested on April 6, 2026, and the remaining restricted stock units will vest on December 31, 2026. |
| 5 | Derivative | Restricted Stock Units | 2026-04-06 | M | D | 5,295 | $0.00 | 15,887 | D | — · — to — | 5,295 Common stock | (F2) Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On April 6, 2026, the reporting person was granted 21,182 restricted stock units. One-fourth of the restricted stock units vested on April 6, 2026, and the remaining restricted stock units will vest on December 31, 2026. (F2) Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On April 6, 2026, the reporting person was granted 21,182 restricted stock units. One-fourth of the restricted stock units vested on April 6, 2026, and the remaining restricted stock units will vest on December 31, 2026. (F2) Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On April 6, 2026, the reporting person was granted 21,182 restricted stock units. One-fourth of the restricted stock units vested on April 6, 2026, and the remaining restricted stock units will vest on December 31, 2026. |