Form 4 for FLUX Flux Power Holdings, Inc.
Accepted 2026-06-01 21:41:42 ET · period of report 2025-05-28 · accession 0001493152-26-026715 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-06-01 21:41 | 2026-05-28 | FLUX | Walters-Hoffert Lisa | Dir | M - OptEx | — | +50.0K | 94.1K | +113% | — |
| D | 2026-06-01 21:41 | 2025-05-28 | FLUX | Walters-Hoffert Lisa | Dir | A - Grant | — | +50.0K | 50.0K | New | — |
| D | 2026-06-01 21:41 | 2026-05-28 | FLUX | Walters-Hoffert Lisa | Dir | M - OptEx | — | -50.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-28 | M | A | 50,000 | — | 94,107 | D | — | — | (F1) On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock. |
| 2 | Derivative | Restricted Stock Units | 2025-05-28 | A | A | 50,000 | — | 50,000 | D | — · — to — | 50,000 Common Stock | (F1) On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock. (F2) Due to an administrative error, this grant was not previously reported. (F1) On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock. (F1) On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock. (F1) On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock. |
| 3 | Derivative | Restricted Stock Units | 2026-05-28 | M | D | 50,000 | — | 0 | D | — · — to — | 50,000 Common Stock | (F1) On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock. (F1) On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock. (F1) On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock. (F1) On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock. |