Form 4 for ABAT AMERICAN BATTERY TECHNOLOGY Co
Accepted 2026-08-25 17:00:02 ET · period of report 2026-08-22 · accession 0001493152-26-040072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-08-25 17:00 | 2026-08-22 | ABAT | Wu Steven | COO | A - Grant | $0.00 | +63.4K | 453.0K | +16% | $0 |
| D | 2026-08-25 17:00 | 2026-08-24 | ABAT | Wu Steven | COO | F - Tax | $2.40 | -31.3K | 421.6K | -7% | -$75.2K |
| D | 2026-08-25 17:00 | 2026-08-25 | ABAT | Wu Steven | COO | P - Purchase | $1.07 | +291.5K | 291.5K | New | +$311.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-22 | A | A | 63,373 | $0.00 | 452,986 | D | — | — | (F1) Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement. |
| 2 | Common | Common Stock | 2026-08-24 | F | D | 31,344 | $2.40 | 421,642 | D | — | — | (F2) Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. |
| 3 | Derivative | Warrants | 2026-08-25 | P | A | 291,540 | $1.07 | 291,540 | D | $1.07 · — to — | 291,540 Common Stock | (F3) Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement. (F4) The Warrants vest 4/16 on September 16, 2025, and thereafter 1/16th quarterly until fully vested. (F5) The Warrants expire five years after issuance or vesting, whichever is later, beginning August 24, 2031. |