Form 4 for TSLA Tesla, Inc.
Accepted 2023-04-05 20:01:24 ET · period of report 2023-04-03 · accession 0001494731-23-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2023-04-05 20:01 | 2023-04-03 | TSLA | Musk Kimbal | Dir | M - OptEx | $24.73 | +100.0K | 1.71M | +6% | +$2.47M |
| DMT | 2023-04-05 20:01 | 2023-04-03 | TSLA | Musk Kimbal | Dir | S - Sale+OE | $195.73 | -100.0K | 1.61M | -6% | -$19.57M |
| DT | 2023-04-05 20:01 | 2023-04-03 | TSLA | Musk Kimbal | Dir | M - OptEx | $0.00 | -100.0K | 341.8K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-03 | M | A | 100,000 | $24.73 | 1,708,720 | D | — | — | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022. |
| 2 | Common | Common Stock | 2023-04-03 | S | D | 8,046 | $192.78 | 1,700,674 | D | — | — | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.280 to $193.270, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2023-04-03 | S | D | 15,186 | $193.92 | 1,685,488 | D | — | — | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.290 to $194.280, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2023-04-03 | S | D | 37,909 | $194.74 | 1,647,579 | D | — | — | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.290 to $195.280, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2023-04-03 | S | D | 7,410 | $195.64 | 1,640,169 | D | — | — | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $195.290 to $196.270, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Common | Common Stock | 2023-04-03 | S | D | 9,982 | $196.83 | 1,630,187 | D | — | — | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.310 to $197.280, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 7 | Common | Common Stock | 2023-04-03 | S | D | 9,588 | $197.91 | 1,620,599 | D | — | — | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022. (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.390 to $198.340, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 8 | Common | Common Stock | 2023-04-03 | S | D | 600 | $198.73 | 1,619,999 | D | — | — | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022. (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.400 to $199.210, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 9 | Common | Common Stock | 2023-04-03 | S | D | 5,800 | $200.11 | 1,614,199 | D | — | — | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022. (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.530 to $200.520, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 10 | Common | Common Stock | 2023-04-03 | S | D | 3,379 | $200.99 | 1,610,820 | D | — | — | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022. (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.570 to $201.480, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 11 | Common | Common Stock | 2023-04-03 | S | D | 2,000 | $201.93 | 1,608,820 | D | — | — | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022. (F11) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.630 to $202.520, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 12 | Common | Common Stock | 2023-04-03 | S | D | 100 | $202.64 | 1,608,720 | D | — | — | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022. |
| 13 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-04-03 | M | D | 100,000 | $0.00 | 341,750 | D | $24.73 · — to 2025-06-18 | 100,000 Common Stock | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022. (F12) This stock option award is a triennial equity award granted pursuant to the Issuer's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted become vested and exercisable as of each monthly anniversary following June 18, 2018, such that all shares subject to the Option were fully vested and exercisable by June 18, 2021. |