Form 4 for WLTH WEALTHFRONT CORP
Accepted 2025-12-15 00:00:00 ET · period of report 2025-12-11 · accession 0001497487-25-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-15 | 2025-12-11 | WLTH | IYER KAL | VP, Engineering | M - OptEx | $0.00 | +599.8K | 599.8K | New | $0 |
| D | 2025-12-15 | 2025-12-11 | WLTH | IYER KAL | VP, Engineering | F - Tax | $14.00 | -304.6K | 295.2K | -51% | -$4.26M |
| D | 2025-12-15 | 2025-12-11 | WLTH | IYER KAL | VP, Engineering | S - Sale+OE | $14.00 | -167.7K | 127.5K | -57% | -$2.35M |
| DM | 2025-12-15 | 2025-12-11 | WLTH | IYER KAL | VP, Engineering | M - OptEx | $0.00 | -599.8K | 122.3K | -83% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-11 | M | A | 135,625 | $0.00 | 231,410 | D | — | — | |
| 2 | Common | Common Stock | 2025-12-11 | F | D | 304,599 | $14.00 | 295,236 | D | — | — | |
| 3 | Common | Common Stock | 2025-12-11 | M | A | 95,785 | $0.00 | 95,785 | D | — | — | |
| 4 | Common | Common Stock | 2025-12-11 | S | D | 167,722 | $14.00 | 127,514 | D | — | — | |
| 5 | Common | Common Stock | 2025-12-11 | M | A | 203,875 | $0.00 | 435,285 | D | — | — | |
| 6 | Common | Common Stock | 2025-12-11 | M | A | 122,325 | $0.00 | 557,610 | D | — | — | |
| 7 | Common | Common Stock | 2025-12-11 | M | A | 42,225 | $0.00 | 599,835 | D | — | — | |
| 8 | Derivative | Restricted Stock Units | 2025-12-11 | M | D | 95,785 | $0.00 | 0 | D | — · — to — | 95,785 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F4) The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. The award was fully time-vested as of December 15, 2024, and the entire award was settled for shares of the Issuer's Common Stock in connection with the IPO. (F5) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 9 | Derivative | Restricted Stock Units | 2025-12-11 | M | D | 135,625 | $0.00 | 19,375 | D | — · — to — | 135,625 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F6) The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on June 15, 2022. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO. (F5) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 10 | Derivative | Restricted Stock Units | 2025-12-11 | M | D | 42,225 | $0.00 | 295,575 | D | — · — to — | 42,225 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F9) The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on June 15, 2025. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO. (F5) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 11 | Derivative | Restricted Stock Units | 2025-12-11 | M | D | 122,325 | $0.00 | 203,875 | D | — · — to — | 122,325 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F8) The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on June 15, 2024. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO. (F5) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 12 | Derivative | Restricted Stock Units | 2025-12-11 | M | D | 203,875 | $0.00 | 122,325 | D | — · — to — | 203,875 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F7) The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on June 15, 2023. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO. (F5) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |