Form 4 for AAT American Assets Trust, Inc.
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-09 · accession 0001500217-21-000176 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-10 | 2021-12-09 | AAT | RADY ERNEST S | COB, CEO, Dir, 10% | A - Grant | $0.00 | +88.8K | 284.3K | +45% | $0 | |
| I | 2021-12-10 | 2021-12-09 | AAT | RADY ERNEST S | COB, CEO, Dir, 10% | P - Purchase | $35.49 | +769 | 6.44M | +0.0% | +$27.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 | 2021-12-09 | A | A | 88,752 | $0.00 | 284,268 | D By ERT | — | — | (F2) Amount includes (a) 66,680 shares held by Ernest Rady IRA and (b) 188,659 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan. (F3) Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock, par value $0.01 | 2021-12-09 | P | A | 769 | $35.49 | 6,438,372 | I | — | — |