Form 4 for BAX Baxter International
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-01 · accession 0001500332-21-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-03 | 2021-11-01 | BAX | Martin Sean | SVP, GC | S - Sale+OE | $79.57 | -21.4K | 43.9K | -33% | -$1.71M |
| D | 2021-11-03 | 2021-11-01 | BAX | Martin Sean | SVP, GC | M - OptEx | $50.77 | +21.4K | 63.7K | +51% | +$1.09M |
| D | 2021-11-03 | 2021-11-01 | BAX | Martin Sean | SVP, GC | M - OptEx | $0.00 | -21.4K | 61.7K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $1 par value | 2021-11-01 | S | D | 1,574 | $80.03 | 42,281 | D | — | — | (F3) Price reflects weighted average sales price. Range of prices for transactions are $79.94 through $80.14. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. |
| 2 | Common | Common Stock, $1 par value | 2021-11-01 | M | A | 21,450 | $50.77 | 63,731 | D | — | — | |
| 3 | Common | Common Stock, $1 par value | 2021-11-01 | S | D | 19,876 | $79.53 | 43,855 | D | — | — | (F2) Price reflects weighted average sales price. Range of prices for transactions are $78.93 through $79.92. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-11-01 | M | D | 21,450 | $0.00 | 61,749 | D | $50.77 · 2020-03-02 to 2027-03-02 | 21,450 Common Stock, $1 par value |