Form 4 for OPXS Optex Systems Holdings Inc
Accepted 2024-03-15 00:00:00 ET · period of report 2024-03-11 · accession 0001500557-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-15 | 2024-03-13 | OPXS | HAWKINS KAREN LEA | CFO | F - Tax | $6.95 | -1,641 | 38.3K | -4% | -$11.4K |
| D | 2024-03-15 | 2024-03-11 | OPXS | HAWKINS KAREN LEA | CFO | M - OptEx | — | +7,000 | 40.0K | +21% | — |
| D | 2024-03-15 | 2024-03-11 | OPXS | HAWKINS KAREN LEA | CFO | M - OptEx | $0.00 | -7,000 | 7,000 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2024-03-13 | F | D | 1,641 | $6.95 | 38,310 | D | — | — | |
| 2 | Common | COMMON STOCK | 2024-03-11 | M | A | 7,000 | — | 39,951 | D | — | — | (F1) Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. |
| 3 | Derivative | PERFORMANCE SHARES | 2024-03-11 | M | D | 7,000 | $0.00 | 7,000 | D | — · — to 2028-10-01 | 7,000 COMMON STOCK | (F1) Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. |