Form 4 for OPXS Optex Systems Holdings Inc
Accepted 2023-10-17 00:00:00 ET · period of report 2023-10-02 · accession 0001500558-23-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-17 | 2023-10-02 | OPXS | SCHOENING DANNY ROBERT | Pres, CEO, Dir, 10% | M - OptEx | — | +20.0K | 888.9K | +2% | — |
| D | 2023-10-17 | 2023-10-02 | OPXS | SCHOENING DANNY ROBERT | Pres, CEO, Dir, 10% | F - Tax | $3.98 | -4,400 | 884.5K | -0.5% | -$17.5K |
| D | 2023-10-17 | 2023-10-02 | OPXS | SCHOENING DANNY ROBERT | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | +20.0K | 80.0K | +33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-10-02 | M | A | 20,000 | — | 888,854 | D | — | — | (F1) Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. |
| 2 | Common | COMMON STOCK | 2023-10-02 | F | D | 4,400 | $3.98 | 884,454 | D | — | — | |
| 3 | Derivative | PERFORMANCE SHARES | 2023-10-02 | M | A | 20,000 | $0.00 | 80,000 | D | — · — to 2028-10-01 | 20,000 COMMON STOCK | (F1) Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. |